/------------------------------/ / OMB APPROVAL / /------------------------------/ / OMB Number: 3235-0104 / / Expires: December 31, 2001 / / Estimated average burden / / hours per response...... 0.5 / /------------------------------/ +--------+ | FORM 3 | U.S. SECURITIES AND EXCHANGE COMMISSION +--------+ WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person Designated Filer: RCBA Strategic Partners, L.P. ---------------------------------------------------------------------------- (Last) (First) (Middle) 909 Montgomery, Street, Suite 400 ---------------------------------------------------------------------------- (Street) San Francisco California 94133 ---------------------------------------------------------------------------- (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 07/20/2001 -------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) -------------- 4. Issuer Name and Ticker or Trading Symbol CBRE Holding, Inc. (not publicly traded) ----------------------------------- 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ___ Director ___ Officer _X_ 10% Owner ___ Other (give title below) (specify below) ---------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) ---------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) ____ Form filed by One Reporting Person __X_ Form filed by More than one Reporting Person TABLE I--NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED
- -------------------------------------------------------------------------------- 1. Title 2. Amount of 3. Ownership Form: 4. Nature of of Securities Bene- Direct (D) or Indirect Bene- Security ficially Owned Indirect ficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - --------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly * If the form is filed by more than one reporting person, see instruction 5(b)(v). Page 1 of 3 Form 3 (Continued) TABLE II--Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Date Exer- 3. Title and Amount of Securities 4. Conversion 5. Ownership 6. Nature of In- Security (Instr. 4) cisable and Underlying Derivative Security or Form of direct Bene- Expiration (Instr. 4) Exercise Derivative ficial Date Price Security: Ownership (Month/Day/ of Direct (D) (Instr. 5) Year) Derivative or In- ---------------------------------------------------- Security direct (I) Date Expira- Amount or (Instr. 5) Exer- tion Title Number of cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Class B Common Stock, par Stock, par value $.01 Value $.01 per share (1) Immediately None per share (1) 5,223,418 (2) None (2) (2) - ------------------------------------------------------------------------------------------------------------------------------------ Class B Common Stock, par Class A Common Value $.01 per share (1) Stock, par value $.01 Immediately None per share (1) 2,877,507 (3) None (3) (3) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) Each share of Class B Common Stock, par value $.01 per share (the "Class B Common Stock"), may be converted at any time by the holder thereof into one share of Class A Common Stock, par value $.01 per share (the "Class A Common Stock"). Accordingly, each holder of shares of Class B Common Stock may be deemed to beneficially own an equal number of shares of Class A Common Stock. (2) These shares are owned directly by RCBA Strategic Partners, L.P. The shares also may be deemed to be owned indirectly by (i) RCBA GP, L.L.C. ("RCBA GP"), the sole general partner of RCBA Strategic partners, L.P., and (ii Richard C. Blum, a managing member of RCBA GP. Both RCBA GP and Mr. Blum disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. The address of RCBA GP is 909 Montgomery Street, Suite 400, San Francisco, California 94133. (3) These shares are owned directly by Blum Strategic Partners II, L.P. The shares also may be deemed to be owned indirectly by (i) Blum Strategic GP II, L.L.C. ("Blum GP"), the sole general partner of Blum Strategic Partners II, L.P., and (ii) Richard C. Blum, A managing member of Blum GP. Both Blum II and Mr. Blum disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. The address of Blum Strategic Partners II, L.P. and Blum GP is 909 Montgomery Street, Suite 400, San Francisco, California 94133. ** Intentional misstatements of omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. SIGNATURE PAGE ATTACHED ------------------------------- ----------------- **Signature of Reporting Person Date Page 2 of 3 SEC 1473 (7/96) SIGNATURE PAGE
Designated Filer: RCBA Strategic Partners, L.P. RCBA STRATEGIC PARTNERS, L.P. Date of Event Requiring Statement: 07/20/2001 Issuer Name and Ticker or Trading Symbol: CBRE Holding, Inc. (not publicly traded) By: RCBA GP, L.L.C., its general partner By: /s/ Murray A. Indick ------------------------------- Murray A. Indick, Member Dated: July 30, 2001 ------------------------------- BLUM STRATEGIC PARTNERS II, L.P. By: Blum Strategic GP II, L.L.C., its general partner By: /s/ Murray A. Indick -------------------------------- Murray A. Indick, Member Dated: July 30, 2001 -------------------------------- RCBA GP, L.L.C. By: /s/ Murray A. Indick -------------------------------- Murray A. Indick, Member Dated: July 30, 2001 ------------------------------ BLUM STRATEGIC GP II, L.L.C. By: /s/ Murray A. Indick -------------------------------- Murray A. Indick, Member Dated: July 30, 2001 --------------------------------
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