/------------------------------/ / OMB APPROVAL / /------------------------------/ / OMB Number: 3235-0104 / / Expires: December 31, 2001 / / Estimated average burden / / hours per response...... 0.5 / /------------------------------/ +--------+ | FORM 3 | U.S. SECURITIES AND EXCHANGE COMMISSION +--------+ WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person Moller Claus J. ---------------------------------------------------------------------------- (Last) (First) (Middle) 909 Montgomery Street ---------------------------------------------------------------------------- (Street) San Francisco CA 94133 ---------------------------------------------------------------------------- (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 07/20/2001 -------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) -------------- 4. Issuer Name and Ticker or Trading Symbol CBRE Holding, Inc. (not publicly traded) ----------------------------------- 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director ___ Officer ___ 10% Owner X Other --- (give title below) --- (specify below) See Notes 1 through 3 ---------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) ---------------------------- 7. Individual or Joint Group Filing (Check Applicable Line) X Form Filed by One Reporting Person ---- ____ Form filed by More than One Reporting Person TABLE I--NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - -------------------------------------------------------------------------------- 1. Title 2. Amount of 3. Ownership Form: 4. Nature of of Securities Bene- Direct (D) or Indirect Bene- Security ficially Owned Indirect (I) ficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see instruction 5(b)(v). Page 1 of 2 Form 3 (continued) Table II--Derivative Securities Beneficially Owned (E.g., puts, calls, warrants, options, convertible securities)
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Date Exer- 3. Title and Amount of Securities 4. Conversion 5. Ownership 6. Nature of In- Security (Instr. 4) cisable and Underlying Derivative Security or Form of direct Bene- Expiration (Instr. 4) Exercise Derivative ficial Date Price Security: Ownership (Month/Day/ of Direct (D) (Instr. 5) Year) Derivative or In- ---------------------------------------------------- Security direct (I) Date Expira- Amount or (Instr. 5) Exer- tion Title Number of cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Class B Common Stock, par Class A Common Stock, (2) None (2) (2) value $.01 per share (1) Immediately None par value $.01 per share (1) - ------------------------------------------------------------------------------------------------------------------------------------ Class B Common Stock, par Class A Common Stock, (3) None (3) (3) value $.01 per share (1) Immediately None par value $.01 per share (1) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) Each share of Class B Common Stock, par value $.01 per share (the "Class B Common Stock"), may be converted at any time by the holder thereof into one share of Class A Common Stock, par value $.01 per share (the "Class A Common Stock"). Accordingly, each holder of shares of Class B Common Stock may be deemed to beneficially own an equal number of shares of Class A Common Stock. (2) RCBA Strategic Partners, L.P. beneficially owns a number of shares of Class B Common Stock such that it may be deemed to beneficially own in excess of 10% of the outstanding Class A Common Stock. These shares also may be deemed to be indirectly beneficially owned by RCBA GP, L.L.C. ("RCBA GP"), the sole general partner of RCBA Strategic Partners, L.P. Claus J. Moller is a managing member of RCBA GP. Mr. Moller disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein. (3) Blum Strategic Partners II, L.P. beneficially owns a number of shares of Class B Common Stock such that it may be deemed to beneficially own in excess of 10% of the outstanding Class A Common Stock. These shares also may be deemed to be indirectly beneficially owned by Blum Strategic GP II, L.L.C. ("Blum GP"), the sole general partner of Blum Strategic Partners II, L.P. Claus J. Moller is a managing member of Blum GP. Mr. Moller disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein. /s/ Claus J. Moller July 30, 2001 ------------------------------- ----------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Page 2 of 2