U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Credit Suisse First Boston, on behalf of the Credit Suisse First Boston
business unit
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(Last) (First) (Middle)
11 Madison Avenue
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(Street)
New York, NY 10010
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(City) (State) (Zip)
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2. Date of Event Requiring Statement (Month/Day/Year)
07/20/01
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
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4. Issuer Name and Ticker or Trading Symbol
CBRE Holding, Inc.
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5. Relationship of Reporting Person to Issuer
(Check all applicable)
[_] Director [X] 10% Owner
[_] Officer (give title below) [_] Other (specify below)
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6. If Amendment, Date of Original (Month/Day/Year)
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7. Individual or Joint/Group Filing (Check applicable line)
[_] Form Filed by One Reporting Person
[X] Form Filed by More than One Reporting Person
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Table I -- Non-Derivative Securities Beneficially Owned
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3. Ownership Form:
2. Amount of Securities Direct (D) or
1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership
(Instr. 4) (Instr. 4) (Instr. 5) (Instr. 4)
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Class A Common Stock (par value
$0.01 per share) 495,707 1 (1)
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* If the Form is filed by more than one Reporting Person, see Instruction
5(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print of Type Responses)
(Over)
FORM 3 (continued)
Table II -- Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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5. Owner-
3. Title and Amount of Securities ship
Underlying Derivative Security Form of
2. Date Exercisable (Instr. 4) Derivative
and Expiration Date --------------------------------- 4. Conver- Security:
(Month/Day/Year) Amount sion or Direct 6. Nature of
---------------------- or Exercise (D) or Indirect
Date Expira- Number Price of Indirect Beneficial
1. Title of Derivative Exer- tion of Derivative (I) Ownership
Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5)
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Explanation of Responses:
(1) This Form 3 is being filed by Credit Suisse First Boston (the "Bank"), a
Swiss bank, on behalf of itself and its subsidiaries, to the extent that
they constitute part of the Credit Suisse First Boston business unit (the
"CSFB business unit" or the "Reporting Person"). The CSFB business unit is
engaged in the corporate and investment banking, trading (equity, fixed
income and foreign exchange), private equity investment and derivatives
businesses on a worldwide basis. The Bank and its subsidiaries engage in
other separately managed activities, most of which constitute the
independently operated Credit Suisse Asset Management business unit; the
Credit Suisse Asset Management business unit provides asset management and
investment advisory services to institutional investors worldwide. The
shares being reported are held by one or more indirect subsidiaries of the
Reporting Person.
The ultimate parent company of the Bank is Credit Suisse Group, a
corporation formed under the laws of Switzerland ("CSG"). The principal
business of CSG is acting as a holding company for a global financial
services group with five distinct specialized business units that are
independently operated. In addition to the two business units referred to
above, CSG and its consolidated subsidiaries (other than the Bank and its
subsidiaries) are comprised of (a) the Credit Suisse Private Bank business
unit that engages in the global private banking business (b) the Credit
Suisse business unit that engages in the Swiss domestic banking business
and (c) the Winterthur business unit that engages in the global insurance
business. CSG's business address is Paradeplatz 8, Postfach 1, CH-8070,
Zurich, Switzerland.
CSG, for purposes of federal securities laws, may be deemed ultimately to
control the Bank, and the CSFB business unit. CSG, its executive officers
and directors, and its direct and indirect subsidiaries (including all of
the business units except the CSFB business unit), may beneficially own
securities issued by the Issuer or derivative securities relating thereto,
and any such securities are not reported in this statement. Due to the
separate management and independent operation of its business units, CSG
disclaims beneficial ownership of any such securities beneficially owned by
its direct and indirect subsidiaries, including the Reporting Person. The
Reporting Person disclaims beneficial ownership of any such securities
beneficially owned by CSG and any of CSG's and the Bank's other business
units.
The Reporting Person disclaims beneficial ownership of securities held
directly by any entity described herein except with respect to the
Reporting Person's proportionate interest in or ownership of such entity.
The filing of this statement shall not be construed for purposes of Section
16 of the Securities Exchange Act of 1934, as amended, as an admission of
beneficial ownership of the securities reported on this statement.
Credit Suisse First Boston, acting solely on behalf of the
Credit Suisse First Boston business unit
By: /s/ Ivy B. Dodes 07/30/01
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Name: Ivy B. Dodes Date
Title: Director
**Signature of Reporting Person
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
(Print of Type Responses)
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